Case Study

We built the industry’s most comprehensive compliance management platform

About the Company

The client offers a comprehensive platform for managing compliance, licensing, registration, conflicts of interest, and continuing education through a unified enterprise technology solution. Serving over 200 financial service organizations, their solutions ensure insurance and securities firms comply with FINRA (Financial Industry Regulatory Authority) rules and regulations.

Background of Business Problem

Our Approach & Solution

Modern Enterprise Platform

Developed a cutting-edge platform using Micro-Services, API-First, Cloudnative, and Headless (MACH) architecture, providing scalability, flexibility, and efficiency for financial service regulators.

Integrated Development

Implemented a seamless user experience with a Salesforce frontend and Azure backend, ensuring high availability, security, and performance for efficient data management and operations.

Tech Upgrade

The team upgraded the RegTech application from legacy VB technology and .NET Framework 2.0 to modern technology, enhancing performance, features, and user experience.

Cloud Migration

The Infinite team migrated the database from Oracle to SQL and transitioned from on-premises infrastructure to Microsoft Azure cloud, ensuring greater scalability and cost-efficiency. merge the above two points into one.

Global Support

Provide 24/7 support with teams in the US, Costa Rica, and India, ensuring continuous availability and rapid issue resolution for uninterrupted service.

Business Outcomes

80%

of top financial services firms as clients.

5M +

active Registration & Licensing Transactions processed through the platform.

10M +

agents onboarded through the platform.

2M +

FINRA & NIPR notifications processed annually.

1.5M

Education & Compliance course purchase requisitions processed per year.

25%

increased market penetration.

30%

Faster roll-out of new features and better time to market.

25%

reduced Infra cost post Azure migration.

50%

reduction in advertisement review costs

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